[Rezension] Wesen und Zweck der Politik, als Theil der
Sociologie und Grundlage der Staatswissenschaften by Gustav Ratzenhofer in:
Annals of the American Academy of Political and Social Science, Vol. 5
(Jul., 1894), S. 128-136
Wesen und Zweck der Politik, als Theil der Sociologie und
Grundlage der Staatswissenschaften. Von GUSTAV RATZENHOFER.
3 vols. Pp. 400, 363 and 481. Price 20 m. Leipzig:
Bockhaus, 1893.
3 vols. Pp. 400, 363 and 481. Price 20 m. Leipzig:
Bockhaus, 1893.
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The question whether history is a science has
always been much less a matter of controversy than the question whether politics,
while apparently only political shrewdness or skill in State affairs, can be a
science. Politics has been regarded as synonymous with statecraft, and this view has
been strengthened by the fact that every attempt to treat politics as a science has
failed. There have been such attempts made, though they have, as Robert von
Mohl
declares, all „stopped with modest demands.”
Mohl, himself, in his
„
Cyclopädie der Staatswissenschaften,” presents a brief
outline of politics in the sense of „statecraft,” or the „theory of the appropriate
means to the attainment of the various purposes of the State.”
Holtzendorf,
likewise, has written a book on the „
Prinzipien der Politik,”
in which he essays to set forth the scientifically established laws of political
action. But both
Mohl and
Holtzendorf forget that science affords no guide for action, that science
must not be confounded with art. The function of science is to present the objective
development of phenomena and the laws of this development; and a science of
politics, therefore, should set forth the political actions of men as a social
phenomenon having a regular development. There has been no such presentation
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to the present time for the simple reason that so long as the State is
regarded as the work of man’s free will, and all political action as man’s „free
deed,” there can be no science of politics.
It was only when sociology conceived the state to be the
natural and necessary product of the elementary forces dominant in heterogeneous
groups, when the state came to be regarded as a natural phenomenon,
[1]
that the further question, according to what laws have the activities of these
social elements developed in this natural product, could become a subject for
scientific investigation. Thus a scientific treatment of politics could rest only
upon the basis of sociology. Gustav
Ratzenhofer is
the first to attempt such a treatment, and to carry it out in a really ingenious
manner. We believe we do not err in asserting that
Ratzenhofer’s
name will from now on be associated with those of the greatest authors of the past,
Machiavelli,
Comte and
Spencer; but with this difference, however, that what were unsuccessful
attempts on their part, have been changed by him into success.
After summarizing the sociological theories in the
introduction, the author devotes the first two volumes to the „
Wesen der Politik.” He accepts as the most important fundamental fact of
sociology „the presence of numerous distinct but intercommingling races, a fact
which, for one thing, excludes as scientifically unusable the [theory of the]
descent of mankind from a single pair.” In the four large division of these first
two volumes he discusses: I, Politics (
im allgemeinen); II,
National (or Home) Politics; III, Foreign Politics; IV, Social Policy (
Gesellschaftspolitik). The author understands politics to be
the activity of a social community in its own interest. Sociologists also use the
term „group” instead of community, and the author often employs the expression
„political individualities.”
[2]
Every body of men having common interests forms such an „individuality” but
it is often the case that a single person, such as a statesman or a ruler, is
himself a „political individuality.”
“Politics (
im allgemeinen) grows out
of the inter-relations of coming in contact with one another. The political person
(
i. e., generally the group, the class, the society)
exists because of common descent, like occupation;” similar conditions as to amount
of wealth owned, and often because of a common language, religion, civilization,
etc. The author takes the position of an outside observer in the midst of these
„political persons” (groups, classes, etc.) whom he sees having
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contact with each other, struggling each against the other, or agreeing upon
compromises, and investigates the motives of their action, the methods of their
practices, the aims they seek to obtain by these practices and the conditions which
render more difficult or more easy the attainment of these purposes. In this manner
Ratzenhofer has succeeded in making politics a science, just as Adam
Smith was able to raise political economy to such a rank because he simply
observed the economic phenomena and stated their vital principles and their
conformity to laws.
Of course, when an observer takes such an objective
unpartisan standpoint, we cannot expect him to palliate events; and thus the
presentation given by
Ratzenhofer
will wound many a sensitive nature. However, the blame lies not with the scientific
investigator, who states the truth first of all, but rather with the regardlessness
and egotistic action of the „political individuals.” We can no more reproach
Ratzenhofer because the „political persons” carry on a life and death
struggle that they miay thereby pursue purely selfish aims and employ every means
that will secure to them these aims, than we can censure Adam
Smith because of his
economic motive, “ self-interest,” or
Darwin because of
the “struggle for existence “ which he observed and investigated.
Ratzenhofer is only the faithful delineator of the things which the
actual facts bring within observation. Furthermore, he gives us cheerful prospects
of „civilizing” politics in which nobler motives dominate, and the „barbarous”
politics are held in check. Far be it front him, however, to set up, as political
writers often do, moral rules for political action, with the demand that they shall
be observed by contending parties, nor has he any thought of writing a code of State
morals („
Staatsmoral”), as
Mohl once desired to
do. To be sure, he often gives counsel and introduces rules of action, but these
concern only the fitness of particular operations. When he does thus give his
counsel, it is such that it can be put into practice equally well by the
representative of the nobility, the church, the laborers or the farmers, he gives
only rules for action deduced from the experience of political conflicts.
This struggle of „political persons” is subject to the „law
of absolute enmity.” “
Diese absolute Feindseligkeit” is the
essential characteristic of all politics. However, the purpose of all politics is
success-success in the struggle to satisfy the self-interests of the political
individual. Such interests are numerous; the source from which they all flow is the
care for existence. „Men have a strong desire to raise themselves out of the
lowlands of material cares, a desire which continually increases with growing
culture.” Besides these material motives, there are, of course, intellectual and
moral
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ones, but these are only the branches on the trunk of the
material motives.
According to the position of the. individual, or the
„political persons,” does the one or do the other of these motives have
preponderance in determining political action; but „the mass of persons must be
ruled by material motives under all circumstances.” This does not prevent these same
masses, and often their leaders, from holding before themselves various other
motives, such as love of country, justice, etc.
We see that the author is extremely realistic in his
presentation, but he justly observes that “investigations concerning the character
of politics demand a ruthless striving after truth.” (I, 59). Consequently, the
author does not hesitate to tell men, as political beings, the full and unmixed
truth, and to hold before them, as such, a mirror in which every lover of truth,
must plainly recognize that which he loves.
„If we wish to know the causes of political conflict,” he
says, „we must entirely disregard every moral struggle.” .... „The animal part of
our race contains the true causes of the struggle for existence.” (I, I26). Since
„nourishment and the increase of the race are dependent upon the area which is at
the disposal of the single individual and of the race, it follows that the gaining
of territory is the object of every political conflict;” all other objects, as for
example, slaves, capital, advantages in trade, are only means „by which men make the
produce of a given area and the advantages of space” serviceable (I, 127).
The most primitive political persons that carry on
political conflict are primitive hordes; development leads to the tribe, state and
nation; these are the more advanced political persons. The character of the
political struggle remains the same; its forms alone change according to the
proportion of this development. These few sentences are given merely to afford the
reader an idea of the character of
Ratzenhofer’s
work. It would take us too long to give even an approximate resume of its rich
contents.
Passing from the „Character of Politics (im allgemeinen)” to „National Politics,” the author portrays the parties
in the state, sets forth the „leading” of the same, and describes the statesman, the
agitator and demagogue. He brings out characteristic instantaneous photographs of
these types. Likewise the chapters in which he brings before us the stages of
political operations are incomparably masterly. From these chapters, politicians of
all parties; ministers of state as well as leaders of workingmen may learn much.
After national politics „foreign politics” are treated.
Here the states form the contending units and thus the political persons. The
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objects of foreign politics are: „The increase and maintenance of the
national territory and the advantages of trade.” This kind of politics does not
serve party advantage, but the interest of the state, which interest the author
defines as the „common will of the social structure.” The author examines the
conditions upon which the political power of the state abroad depends. Among these
conditions are good natural boundaries. „The destruction of the State of Poland is a
classical
example of the disadvantage of defective natural
boundaries” (II, 39). The chapters concerning the defence of the state (a subject
upon which the author wrote a very good book eleven years ago), are excellent.
After devoting several chapters to the foreign political
operations of the state, the author ends this division of his work with a glance at
„world politics “ (or the policy of colonization). Here he very justly remarks that
the interests of culture, which in Europe restrain absolute hostility or wars,
necessitate the extension of dominion outside of Europe (II, 243). Because of this
the European States have entered upon their colonial policy and the „struggle for
possessions and influence outside of Europe.” In this foreign arena of conflict the
„struggle between Russia and England for world dominion stands in the foreground.”
The author thinks that this conflict will ultimately be settled by England’s giving
Asia to Russia, in order thereby to maintain herself in the rest of the world, India
being retained as long as possible under England’s care.
But
Ratzenhofer
looks still farther, and foresees the time when “‘out of the downfall of Russia and
out of the dissolution of the English power into many separate English States, a
circle of states embracing the world shall at last arise as the outcome of the
increasing dominance of European culture” (II, 249). It may seem that here the
author has given too loose reins to his political fancy, but that is not the case.
He is only drawing the strong, logical conclusions from his scientifically and
firmly established premises in regard to the character of politics.
The investigation of “social policy” (
Gesellschaftspolitik) forms the last (IV) division of the second volume.
„In every state,” he says, „there are ‘persons’ which, under the laws in force, can
obtain no power. These persons strive for political power, either by means of
revolution or by opposing the existing legal order with the legal powers they
possess under that order.” Such persons (and here we are thinking of religious and
socialist parties) necessarily seek the support of those circles that are outside
the state, but have common interests. „This struggle and the conflict, within and
without the state, which arises in consequence,” is social policy (
Gesellschaftspolitik) (II, 252). In this section the author discusses in a
very
133
objective and moderate manner the work of the various religious,
nationalistic, capitalistic, feudal and communistic (socialistic) societies. At this
juncture he speaks at length of the Antisemitic Society, which was called into being
by the Jewish Society, in keeping with the eternal and unchangeable law that “every
really effective social organization calls forth an opposing one “ (II, 263).
After the author has investigated the nature of politics,
as carried on both by society and by the state, and in national and foreign affairs,
he takes up, in Volume III, the purpose and aims of each of these systems of
politics. Throughout the first two volumes a realism prevails that certainly will
not escape being considered pessimistic by many though I should by no means make
such an indictment. With the very first page of the third volume, however, the
author enters upon a somewhat optimistic course of thought, a fact that will
conciliate many opponents of the first two volumes. The author thinks he can prove
that “ the influence of the self-interest of all, taken collectively, upon
individual self-interest” is growing with the development of mankind, and that the
aim of politics is to „harmonize progressive socialization and individualization,
the one a social, the other an individual, necessity.” To the extent that politics
fulfill this purpose are they civilizing; “ following an opposite course will
produce „barbarous” politics. „The aim of politics, i. e., civilizing politics, is
the commonweal of mankind.”
The author is, of course, careful to say that he is
speaking only conditionally of the purpose of politics, because „considered as a
phenomenon, politics is of itself, without purpose.” This assurance is fortunate,
for without it we should be compelled to charge him with having a teleological
concept of the world. The author seems to appreciate this well, and consequently
does not neglect at the outset to surround his statements regarding the purpose of
politics with certain restrictions, in order that he may protect himself against
every possible accusation, and especially, against the charge of an unwarranted
optimism. For the charge of being thus optimistic would be at the door of everyone
who claimed that the aim of all politics, domestic and foreign, and the policy as
well of all societies, is to secure the maximum welfare of all mankind. The author
does not make this claim. Nevertheless he naturally desires not to leave his large
temple of thought without harmonious completion; he wishes, so to speak, to crown
his structure with a beautiful dome. He has spoken of struggles and conflicts
without end; can he, then, tell us nothing of the possible conclusion of these as an
aim of politics? Not to do so would, perhaps, be more scientific, though less human.
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The author does not practice any such cruelty
upon his readers. Just as the poet brings his tragedy to a conciliatory close so
Ratzenhofer reassures us with a reference to a possible ending of these
struggles by the victory of civilization. This is what he terms „practical
optimism.” However, we will not call him to account for this, because we ourselves
accept this humane view. The idea may not be absolutely scientific, but we gladly
accept it as a kind of religion of humanity. This practical optimism judges all
politics according as they do or do not lead to a higher degree of socialization of
men; if they do, then they lessen the „absolute enmity” within the societies that
are thus more highly socialized; and there results a harmony of the interests that
have previously been in barbarous conflict.
These more socialized societies can in time come to include
entire circle of states. In them also the material motives will steadily decline,
and the intellectual and moral incentives, those having the common good of all as
their goal, will win the upper hand. Under the steady operation of such forces
culture develops into civilization, the highest form of morality and science for
which we are by nature fitted, a civilization whose characteristic is freedom of
thought concerning those secrets of nature that have from the earliest times been
the province of religion (III, 24). Of course, we are to-day still very far from
such a condition of affairs. To mention but one evidence of this, the author
considers „the practical (present) meaning of the aim of civilizing politics” to be
the just participation by each person, and thus by the masses, in the conditions of
life.” Since the idea of civilization requires a continually increasing
socialization, the idea is not concerned with the maintenance of „political
individuals;” the continuance of political individuals may oftell prove a hindrance
to civilization (III, 88).
The author maintains that the progress of civilization is
certain, because it is a natural necessity of mankind. We cannot follow the author
thus far. Has he not at this point allowed himself to be too far misled by his
„practical optimism?” On the contrary, we will gladly join him in believing in the
great progress of the idea of civilization within the states and the larger circles
of culture.
We agree with the author that the tendency of races and
nations is to unite into political states, for it is a social law that the concept
of a nation is becoming constantly more freed from the idea of a common ancestral
descent (III, I30). From this standpoint of a necessary process of civilization,
which, like a social law, must work itself out in every state with a civilizing
influence, the author subjects the several „political interests” existing in a
civilized State to a searching criticism. It would lead us too far afield to follow
the author into detail
135
here. Suffice it to say that what he says
concerning the interests of the laboring class, of capital and of manufacturers is
worthy of note. He considers the basic institutions of the civilized state from the
same standpoint also, „and the purposes of the same when carried into the realm of
practice.” In the last chapter, devoted to the latter theme, he considers the
„civilizing administrative system” of the state.
The succeeding chapter on the civilizing foreign politics
of the state gives the author an opportunity to investigate public law, and the
commercial and colonial policies of modern states.
In the last division of this (III) volume, the author gives
a condensed outline of his philosophy of history, under the title of a „Critique of
Civilization.” He bases his philosophy of history upon the two results of his
previous investigations, respectively expressed in the two following sentences: „The
nature of politics manifests itself as a struggle of the existing public entities
and institutions each for its own advantage” (III, 401). „The aim of politics shows
itself to be establishment of a harmony of all interests.”
At this juncture the author shows that according as
civilization itself is politics developed for the accomplishment of good, so do
political methods employed in the civilizing process improve. This consideration is
a warning to the state to employ as far as possible only civilizing means. How did
Castlereagh’s success in bribing the masses and inducing the Irish
Parliament to decree its own death profit England? What advantage has it been to
Austria to fail to observe the rights by which she and Hungary have been reconciled?
(III, 418).
As the state must ultimately place itself in the service of
civilization, so must the sciences place themselves in the same position ? The
natural sciences, however, must form the basis of all sciences, the political and
social included, if they are to be justified in having this aim; for civilization
itself, as the author asserts in the „Conclusion of the Discussion of Sociology,” is
„a phenomenon in which the laws of nature obtain.” This view demands a conscious and
purposive participation of man in civilization. The author calls this view of
civilization, and of the duties men have toward it, „the socialistic concept of the
world,” an expression which may lead to ambiguities and mistakes.
It is perhaps better to designate this concept of the
world, the „sociological” rather than the socialistic.
[3]
A sociological view of the world for the reason
that it can command only the leading thinkers among men, „conceals within itself no
social dangers, no exaggeration, as the
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individualistic does. An
aggressive individualism, the leaven of civilization, is ineradicably connected with
our political nature, to temper it and rationally to restrict it is the purpose of
socialism considered as a world ideal” (
i. e., as a
sociological view of the world).
The author closes his thoughtful work with these striking
word). We have been able to present the content of the book but briefly, to give a
detailed estimate of the work would lead us beyond the limits of a review. We think
it is not saying too much to assert that this work by
Ratzenhofer is
an epoch-making one in the world’s political literature. The name of its author will
henceforth be associated with the most illustrious sociologists and political
philosophers, though he may at first expect to meet much opposition from the ranks
of the scholars in the faculties of the German universities.
LUDWIG GUMPLOWICZ